Part 111 — Customs Brokers

• §111.0Scope.
• §111.1Definitions.
• §111.2License and permit required.
• §111.3Customs business.
• §111.4Transacting customs business without a license.
• §111.5Representation before Government agencies.
• §111.11Basic requirements for a license.
• §111.12Application for license.
• §111.13Examination for individual license.
• §111.14Background investigation of the license applicant.
• §111.15Issuance of license.
• §111.16Denial of a license.
• §111.17Review of the denial of a license.
• §111.18Reapplication for license.
• §111.19National permit.
• §111.21Record of transactions.
• §111.23Retention of records.
• §111.24Records confidential.
• §111.25Records must be available.
• §111.26Interference with examination of records.
• §111.27Audit or inspection of records.
• §111.28Responsible supervision and control.
• §111.29Diligence in correspondence and paying monies.
• §111.30Notification of change in address, organization, name, or location of business records; status report; termination of brokerage business.
• §111.31Conflict of interest.
• §111.32False information.
• §111.33Government records.
• §111.34Undue influence upon Department of Homeland Security employees.
• §111.35Acceptance of fees from attorneys.
• §111.36Relations with unlicensed persons.
• §111.37Misuse of license or permit.
• §111.38False representation to procure employment.
• §111.39Advice to client.
• §111.40Protests.
• §111.41Endorsement of checks.
• §111.42Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked.
• §111.45Revocation by operation of law.
• §111.50General.
• §111.51Cancellation of license or permit.
• §111.52Voluntary suspension of license or permit.
• §111.53Grounds for suspension or revocation of license or permit.
• §111.55Investigation of complaints.
• §111.56Review of report on the investigation of complaints.
• §111.57Determination by appropriate Executive Director, Office of Trade.
• §111.58Content of statement of charges.
• §111.59Preliminary proceedings.
• §111.60Request for additional information.
• §111.61Decision on preliminary proceedings.
• §111.62Contents of notice of charges.
• §111.63Service of notice and statement of charges.
• §111.64Service of notice of hearing and other papers.
• §111.65Extension of time for hearing.
• §111.66Failure to appear.
• §111.67Hearing.
• §111.68Proposed findings and conclusions.
• §111.69Recommended decision by hearing officer.
• §111.70Additional submissions.
• §111.71Immaterial mistakes.
• §111.72Dismissal subject to new proceedings.
• §111.74Decision and notice of suspension or revocation or monetary penalty.
• §111.75Appeal from the Executive Assistant Commissioner's decision.
• §111.76Reopening the case.
• §111.77Notice of vacated or modified order.
• §111.78Reprimands.
• §111.79Employment of broker who has lost license.
• §111.81Settlement and compromise.
• §111.91Grounds for imposition of a monetary penalty; maximum penalty.
• §111.92Notice of monetary penalty.
• §111.93Petition for relief from monetary penalty.
• §111.94Decision on monetary penalty.
• §111.95Supplemental petition for relief from monetary penalty.
• §111.96Fees.
• §111.101Scope.
• §111.102Obligations of individual brokers in conjunction with continuing broker education requirement.
• §111.103Accreditation of qualifying continuing broker education.
• §111.104Failure to report and certify compliance with continuing broker education requirement.